UK Financial Regulation | university of london | london istitute of banking and finance| updated 2022, 568 pages

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Carl Burlin Nick Cunningham Tessa Roberts About this book vi 1 Introducing the financial services industry 1 2 Economic policy and financial regulation 17 3 UK taxation I 37 4 UK taxation II 55... 5 State benefits and HMRC tax credits 75 6 Direct investments: cash and fixed‑interest securities 91 7 Other direct investments 109 8 Collective investments 129 9 Tax wrappers 157 10 Pension products 169 11 Life assurance 187 12 Health and general insurance 211 13 Secured and unsecured lending 233 14 Understanding and satisfying customer needs 257 15 The main advice areas 279 16 Key legal concepts 299 17 The FCA’s aims and activities 323 18 Regulating firms and individuals 345 19 Prudential supervision 367 20 Conduct of business requirements I 381 21 Conduct of business requirements II 407 22 Consumer credit 437 23 Anti‑money‑laundering 451 24 Other regulation affecting the advice process 467 25 Consumer rights, complaints and compensation 491 Answers to knowledge and understanding questions 513 Index 547 [Show More]

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