CUSECO Midterm/Final Exam Questions - (Answered)

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CUSECO Midterm/Final Exam Questions - (Answered) A commerce license is not required if: a license exception applies, NLR applies, or an encryption license arrangement (ELA) applies Employees at DDTC... registered entities with the ability to manage access to the D-Tarde portal, including adding and removing users and assigning user roles are: Super users The DCS in the EAR and the ITAR are: exactly the same Form DSP-83 is required with license application for exports of: classified technical data, classified defense articles, and/or significant military equipment What resource is the most authoritative and best way to keep track of proposed and final regulatory changes regarding the US trade controls? Federal Register The USML is in the: ITAR Under the ITAR, a DSP-83 is a non-transfer and use certificate A BIS license application for national security items to Indonesia will generally require: a statement by the ultimate consignee and purchaser AND an import/end-use certificate by the import certificate/delivery verification (IC/DV) authority of the country What is the DDTC electronic defense trade licensing system? D-Trade-2 When required under the ITAR and the EAR, the Destination Control Statement must be on: the commercial invoice Applications for temporary export of classified articles are to be made on form DSP-85 Registration is required if we are producing or exporting articles on the USML An ITAR license application for a permanent export requires: name and address of the foreign: end-user, consignee, and intermediate consignee (if any) A routed transaction, under the EAR, is: documentation by which the FPPI is to assume responsibility for export compliance The party most responsible for proper ACE filing is the USPPI (United States Principal Party in Interest) If exporting under an exemption, we are working with: ITAR A Schedule B number is entered on the: ACE filing An ELA requires: may be subject to reporting requirements The EAR and FTSR have a different definition of exporter: when the export is a routed transaction An ITAR DA (distribution agreement) is: a contract to distribute defense articles exported from the US to a distribution point abroad for redistribution to an approved sales territory A possible documentation requirements on export shipments, that is actually for reasons of import clearance at destination is CofO Under the ITAR, retransfer means the transfer of defense articles and defense services from one country to another; the transfer of defense articles and defense services from one end-user to another in the same country; the same as a reexport SNAP is the electronic submittal tool for: BIS export and reexport applications, and commodity classifications Statistical export regulations are mainly contained in the FTSR A BIS license application for National Security Items to Slovakia will generally require An Import/end-user certificate issued by the IC/DV authority of the country Under the EAR, records to be retained include: notes, correspondence and memos; export control documents and other records that pertain to the transaction; contract, bid invitations and financial records A key to export compliance and documentation is the correct jurisdiction and classification of items to be exported The following US origin item is not subject to the EAR A shotgun with a barrel length less than 18 inches Category 0 if the CCL includes: handcuffs, optical sights for firearms, and military steel helmets A delay in responding to a formal CBP request for shipment paperwork: may result in the shipment being seized If a "red flag" applies to a transaction the suspicious circumstances should always be checked out. if explainable and justifiable, then proceed; if not BIS should be contacted and the exporter should wait for a reply What recordkeeping is recommended but not actually required by the regulations rationale for classifying items according to the CCL, EAR99, or USML In some cases, the following can be used in place of a Schedule B number HTS number Some software is included in the definition of technical data in the ITAR When an exemption is claimed for the export of unclassified technical data under ITAR, the exporter must maintain a record of each such export Recordkeeping systems based on the storage of digital images must be capable of retrieval of the records based on the following: the names of the parties to the transaction; any countries connected with the transaction; a document reference number that was on any original document The following document(s) are among those that would ordinarily be provided to the seller commercial invoice, packing list, any applicable certificate of origin What screening list is a DDTC list? statutorily debarred parties list SME articles have capacity for substantial military utility or capability SNAP-R can be used for: a license application to BIS The Classification Request is submitted to: BIS The Nuclear Regulatory Commission has the following types of licenses: General licenses AND specific licenses Under the ITAR, for a license application for a permanent export of unclassified defense articles, the following is used: DSP-5 Generally, the following regulations will have jurisdiction over others regarding munitions ITAR Recordkeeping systems must be capable of timely retrieval of export records Major Defense Equipment can include significant military equipment, nonrecurring research and development cost of more than 50m, and/or a total production cost of more than 200m As a best practice screening lists should be checked: multiple times The classification request process results in ECCN or EAR99 classification Commodity jurisdiction requests can be reviewed by: DDTC, DTSA, or BIS Which US government agencies do have a list of persons to check before exporting? BIS, DDTC, and OFAC. The following examples of alphanumeric symbols are used for export control purposes: 5A992.a; XIII(b); EAR99 What is the first step of export? determine jurisdiction of the item (state or commerce) What screening list if an OFAC list? specially designated nationals and blocked persons list [Show More]

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